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Regulation NMS
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#	Item
31	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 16, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 17:14:16 Investment Finance Stock market United States Securities and Exchange Commission United States securities law Electronic communication network Securities Exchange Act NASDAQ Regulation NMS Financial economics Financial markets Business
32	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 16:14:55 Finance United States securities law Financial markets 73rd United States Congress Securities Exchange Act Regulation NMS New York Stock Exchange Short Futures contract United States Securities and Exchange Commission Financial economics Investment
33	SR-BXEXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; deletions are bracketedDefinitions The following definitions apply to the Ruleand Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 17:40:32 Business Investment Order Market maker Regulation NMS Electronic communication network Immediate or cancel Pricing Algorithmic trading Stock market Financial markets Financial economics
34	February 27, 2015 VIA EMAIL AND COURIER Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-19 14:28:17 Financial markets Finance Financial system Self-regulatory organizations 73rd United States Congress Chicago Stock Exchange Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law
35	The evolution of algorithmic classes. The future of computer trading in financial markets. Add to Reading List Source URL: www.gov.uk Language: English - Date: 2014-03-12 08:35:40 Finance Investment Electronic communication network Dark liquidity Algorithmic trading High-frequency trading Electronic trading Regulation NMS Alternative Trading Systems Financial markets Stock market Financial economics
36	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 17:06:21 Securities Exchange Act Regulation NMS Stock market Financial economics Financial regulation Investment SEC filings United States Securities and Exchange Commission United States securities law 73rd United States Congress
37	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 13, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 15:21:59 Financial economics United States Securities and Exchange Commission Economy of the United States Investment Consolidated Tape Association Direct Edge Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Financial markets United States securities law Self-regulatory organizations
38	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 14, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:41:26 Financial economics Economy of the United States Self-regulatory organizations Investment 73rd United States Congress Securities Exchange Act Regulation NMS Direct Edge Financial Industry Regulatory Authority Financial markets United States securities law United States Securities and Exchange Commission
39	SR-PhlxEXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined; deletions are bracketedDefinitions The following definitions apply to the Rule 3200 and 3300 Series fo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 17:40:38 Investment Finance Order Market maker Regulation NMS Immediate or cancel Electronic communication network Algorithmic trading National best bid and offer Stock market Financial markets Financial economics
40	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 13, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 15:21:52 Financial economics United States Securities and Exchange Commission Economy of the United States Investment Consolidated Tape Association Securities Exchange Act Direct Edge Regulation NMS U.S. Securities and Exchange Commission Financial markets United States securities law Self-regulatory organizations

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